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Banking & Financial Services

Associate, Control Room

Job details

Location: Hong Kong
Salary: HK$450000 - HK$600000 per annum
Job Type: Permanent
Discipline:
Reference: 80199_1741921035
Posted: about 16 hours ago

Job description

Our client, a leading investment bank, is looking for an Associate, Control Room to join their team.

Key Responsibilities:

  • Maintain and update watch lists and restricted lists to ensure accurate compliance records.
  • Monitor transactions and communications for adherence to internal policies and regulatory standards.
  • Support the development and enforcement of Chinese Wall policies to prevent conflicts of interest.
  • Conduct analyses of potential conflicts and assist in addressing compliance-related issues.
  • Participate in the review of complex transactions, including M&A deals, to provide compliance input.
  • Assist in preparing reports and documentation for regulatory reviews and internal audits.
  • Serve as a resource for compliance inquiries and provide training to staff where needed.

Qualifications:

  • Bachelor's degree in Business, Finance, Law, or related field.
  • Previous experience in compliance, risk management, or a related area is preferred but not required.
  • Strong analytical skills with attention to detail.
  • Excellent communication skills, both written and verbal.
  • Ability to work effectively in a team-oriented environment.