Job details
Location: | Hong Kong |
Salary: | HK$450000 - HK$600000 per annum |
Job Type: | Permanent |
Discipline: | |
Reference: | 80199_1741921035 |
Posted: | about 16 hours ago |
Job description
Our client, a leading investment bank, is looking for an Associate, Control Room to join their team.
Key Responsibilities:
- Maintain and update watch lists and restricted lists to ensure accurate compliance records.
- Monitor transactions and communications for adherence to internal policies and regulatory standards.
- Support the development and enforcement of Chinese Wall policies to prevent conflicts of interest.
- Conduct analyses of potential conflicts and assist in addressing compliance-related issues.
- Participate in the review of complex transactions, including M&A deals, to provide compliance input.
- Assist in preparing reports and documentation for regulatory reviews and internal audits.
- Serve as a resource for compliance inquiries and provide training to staff where needed.
Qualifications:
- Bachelor's degree in Business, Finance, Law, or related field.
- Previous experience in compliance, risk management, or a related area is preferred but not required.
- Strong analytical skills with attention to detail.
- Excellent communication skills, both written and verbal.
- Ability to work effectively in a team-oriented environment.
