Associate, Control Room

Job description

Our client, a leading investment bank, is looking for an Associate, Control Room to join their team.

Key Responsibilities:

• Maintain and update watch lists and restricted lists to ensure accurate compliance records.
• Monitor transactions and communications for adherence to internal policies and regulatory standards.
• Support the development and enforcement of Chinese Wall policies to prevent conflicts of interest.
• Conduct analyses of potential conflicts and assist in addressing compliance-related issues.
• Participate in the review of complex transactions, including M&A deals, to provide compliance input.
• Assist in preparing reports and documentation for regulatory reviews and internal audits.
• Serve as a resource for compliance inquiries and provide training to staff where needed.

Qualifications:

• Bachelor's degree in Business, Finance, Law, or related field.
• Previous experience in compliance, risk management, or a related area is preferred but not required.
• Strong analytical skills with attention to detail.
• Excellent communication skills, both written and verbal.
• Ability to work effectively in a team-oriented environment.