AVP - Compliance Assurance, Foreign Corporate Bank

Our client is a renowned Foreign Corporate Bank. They are looking for someone to join as a AVP - Compliance Assurance.

Preferably holds professional qualifications, such as CPA.
8 years of relevant experience in compliance, operational risk management, risk control functions, and/or internal audit.
Strong understanding Banking's laws and regulations.

Responsibilities

Conduct effective and objective risk-based compliance monitoring activities in accordance with the annual Compliance Monitoring Plan.
Identify potential or actual regulatory risks based on compliance monitoring results and propose recommendations to relevant stakeholders to mitigate these risks.
Perform compliance reviews as outlined in the plan and upon the request of the Manager or Local Compliance Officer.
Evaluate the adequacy and effectiveness of the Bank's compliance risk control framework. Identify key deficiencies, assess their implications, and provide recommendations to stakeholders for mitigating actions.
Follow up with stakeholders on the implementation of agreed actions following compliance reviews.
Upon request, track management actions resulting from Internal Audit reviews or regulatory examinations, as appropriate.

Requirements

University graduate, preferably holding professional qualifications such as CPA.
8 years of relevant experience in compliance, operational risk management, risk control functions, and/or internal audit.
Strong knowledge of laws and regulations applicable to the banking industry.
Excellent team player with strong interpersonal skills.
Proficient in both written and spoken English and Chinese.
Independent, self-motivated, and able to work effectively under pressure.

"Interested candidates, please send an updated CV to kelvin.lam@ charterhouse.com.hk