Head of Compliance (Japan), Global Financial Services Company

Job description

Join a world-leading financial services organization with an expansive global footprint, operating in over 100 locations across the globe. With multiple offices in Japan, the company offers a wide range of diverse financial products and services. Its dynamic and supportive environment provides excellent opportunities for professional growth and development.

The company is seeking a highly experienced and motivated compliance professional to lead its small, close-knit Compliance team in Tokyo as the Head of Compliance Japan. This is a unique opportunity to make a significant impact in a global organization with a strong presence in the financial services industry. The ideal candidate will ensure that the company's operations adhere to regulatory requirements and uphold the highest ethical standards.

Key Responsibilities:

• Oversee and manage the compliance framework to ensure adherence to regulatory requirements and internal policies.
• Act as the primary liaison with regulatory authorities, maintaining strong and effective relationships.
• Develop and implement strategies to manage regulatory changes and risks effectively.
• Lead the compliance team, providing guidance, training, and fostering a culture of integrity and accountability.
• Monitor and report on compliance metrics, addressing any non-compliance issues promptly.
• Collaborate with other departments to ensure seamless integration of compliance practices into business operations.

Qualifications:

• Extensive experience in compliance or regulatory roles within the financial services industry.
• Strong understanding of Japanese regulatory requirements and global compliance standards.
• Exceptional leadership and team management skills.
• Ability to communicate effectively with stakeholders at all levels, including regulatory bodies.
• A proactive and strategic thinker with the ability to anticipate and manage risks.
• Fluency in English and Japanese is required.