Job details
| Location: | Hong Kong |
| Salary: | Negotiable |
| Job Type: | Permanent |
| Discipline: | |
| Reference: | 75174_1725436130 |
| Posted: | 12 days ago |
Job description
Our client, a leading investment banking firm, is looking for an AVP, Trade Surveillance to join their expanding team.
Responsibilities:
Perform trade surveillance and handle escalated cases from various business units
Monitor and analyse trading activities, conducting investigations when required
Conduct group wide communication surveillance and prepare reports
Stay abreast of regulatory changes and firm's surveillance policies
Experience in AML would also be preferred
Requirements:
University degree in related discipline
At least 5 years experience in AML, compliance or related fields
Experience in SMARTS or similar systems is highly preferred
Proficiency in Mandarin and English is highly preferred
